Regulatory Reporting Associate - Leading Hedge Fund

Our client, a leading hedge fund located in Fairfield, CT, is looking to add a Regulatory Reporting Associate to their team. This role involves preparing and reviewing filing responses for various regulators (i.e., SEC, NFA, FCA, MAS), conducting data analysis, and working closely with business teams to document requirements for regulatory compliance. The firm offers excellent benefits (including free medical insurance), a fantastic team environment, and abundant growth opportunities. This is a hybrid role requiring 4 days in the office.

Job Function

• Prepare and review filing responses for various regulators (SEC, NFA, FCA, MAS).
• Gather requirements, perform functional analysis, and develop technical specifications.
• Partner with business teams to document regulatory requirements and workflows.
• Improve the controls framework for regulatory reporting processes.
• Conduct class action lawsuit analysis and respond to compliance inquiries.
• Conduct various position and transaction monitoring checks.
• Utilize data analytics and automation tools to detect anomalies in reporting data.
• Collaborate with development teams to ensure correct data sourcing.
• Analyze complex system infrastructure to understand the impact on data accuracy.
  
  
  

Job Requirements

• Approximately 2-6 years of experience from a hedge fund, fund administrator or a CPA firm with knowledge of regulatory reporting requirements.
• Strong Microsoft Excel skills, experience with Alteryx, Tableau and/or SQL a plus.
  
  
  

Disclosure: The hourly rates and/or salaries listed may or may not reflect total compensation packages including bonus and fringe benefits, etc., nor are the advertisement(s) posted a guarantee of a certain compensation package for a position or bona fide offer of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

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