What are the responsibilities and job description for the Regulatory Compliance Manager position at Whitman Transition Advisors Job Community?
Position: Manager, Regulatory Compliance & Investigations (RCI)Location: New York, NY (Hybrid)
Role Type: Full-time
Supervises: Supervisors and Seniors
Compensation: Competitive annual salary in the range of $130,000 to $180,000 based on experience level.
About the Company:
A leading Certified Public Accounting and Consulting firm with locations in New York City, Long Island, and Florida. The firm provides expert financial advisory services to companies across diverse industries, offering integrated accounting, consulting, and business management services. These include tax planning, audits, financial restructuring, and detailed acquisition analysis. The firm is consistently recognized as one of the top accounting firms in the country and a best place to work regionally and nationwide.
About the Position:
The firm is seeking a highly skilled Manager for the Regulatory Compliance & Investigations group to oversee compliance consulting, fraud investigations, white-collar criminal defense, and various consulting engagements. This role requires expertise in compliance monitoring, forensic accounting, and investigative procedures. Knowledge of New York State laws (such as 421-A, 485-X, and wage & hour laws) is a significant plus. Strong data analytic and communication skills are essential for success in this position.
Key Responsibilities:
- Conduct investigations into regulatory violations, fraud, and non-compliance cases.
- Ensure compliance with NYS laws, including 421-A, 485-X, wage & hour regulations, and MWBE contract requirements.
- Perform forensic accounting investigations to identify financial discrepancies, fraud, waste, and abuse.
- Analyze financial records, transactions, and reports to detect irregularities.
- Collaborate with client counsel to document investigations and findings.
- Use data analytic skills to assess risk, identify patterns, and ensure compliance.
- Develop detailed reports, dashboards, and presentations for senior management, client counsel, and government agencies.
Qualifications:
Education:
- Bachelor’s degree (BA/BS) in Accounting, Finance, or a related field.
- CPA certification (Certified Public Accountant) preferred.
- CFE certification (Certified Fraud Examiner) is a strong plus.
Experience:
- Experience working with government agencies or law enforcement in regulatory investigations and compliance monitoring.
- Proficiency with data visualization and forensic accounting software.
- Familiarity with tax incentive programs and labor law enforcement practices.
Salary : $130,000 - $180,000
