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Markets Operational Risk and Controls - Third Party Risk

WSN
Tampa, FL Contractor
POSTED ON 2/16/2025
AVAILABLE BEFORE 3/14/2025

Overview:

The Markets Operational Risk and Controls (Operations & Middle Office) – Third Party Risk is a group within Markets responsible for providing front to back connectivity with support functions in proactively developing and implementing solutions to control and monitor third-party risk activities to ensure they operate within risk appetite. The team establishes and maintains a robust 1st Line of Defense control environment and culture to minimize operational risk within the business. The objective of the group is to manage Market's exposure to third-party risks within the business functions related to overall Risk Appetite, Governance, and Accountability.


This role will be to support the team's transition of high-risk third parties to a new risk framework and create supporting documentation, procedures, process flows and oversight materials.


The successful candidate will require a comprehensive and wide-ranging understanding of Risk Management protocols and expertise within multiple areas of Operations/Middle Office functions and how they interact to achieve the objectives of the function. The candidate must possess a complete appreciation of how the introduction of new and/or changes to existing regulations, processes, systems, controls and infrastructure may impact the business. The candidate is required to be familiar with Risk & Control compliance requirements for a global Markets business and able to provide advanced judgement/conduct in-depth quantitative and qualitative analysis to solve problems and develop new, innovative solutions.


Key responsibilities:

• Responsible for effective partnership with key stakeholders to continuously enhance (design, implement, and deliver) third party processes within Markets

• Provide solutions to minimise manual touch points arising from third party business activity

• Responsible for delivery of a small and large scale risk programs and workstreams.

• SME level support in assessing End to End Risks and Controls design to determine gaps in third party risk management

• Identify control weaknesses & gaps, report results, raise Issues (as needed) and track to resolution whilst aiming for automation of enhanced controls, where appropriate

• Responsible for quality of reports including issues, overall control enhancements and action plans in collaboration with key business stakeholders including Markets Management, Operations, ORM and ICRM as appropriate

• Responsible for completing tasks within broader projects to agreed timescales, whilst keeping stakeholders up to date on progress and escalating any challenges


Knowledge, Experience & Skills:

• SME level experience in risk management with a focus on Operations risk and controls (e.g. Margin, Settlements, Middle Office, Reconciliations, Trade Booking).

• Excellent leadership, ownership, accountability, and delivery skills.

• Proven track record of ability to recognise the issue and process weaknesses.

• Proven track record ability to take a lead and drive control enhancements within Operations/Middle Office .

• Strong ability to perform targeted "deep-dive” assessments.

• Comprehensive understanding of control design and ability to independently perform controls effectiveness assessment.

• Experience in project management implementation.

• Exceptional organizational and time management skills.


Qualifications:

• Bachelor's/University degree or equivalent experience


Others:

10 Months Initial contract, POSSIBLE EXTENSION/CONVERSION

Tampa- HYBRID, 2X ONSITE

Salary : $82 - $93

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