Position : Business Analyst for Primary Dealership

Location : NYC, NY (Day 1 Onsite Hybrid Mandatory)

Duration: Long Term Contract

Mandatory Skills: Business Analyst, Primary Dealership, and FR2004 Reporting.

(Please do NOT submit any candidates without mandatory skills mentioned above)

Duties:

• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
• Documentation of all required meeting materials
• Risk and issue identification, communication and resolution.
• Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
• Objectives planning, defining scope and deliverables
• Project plan development including activity planning, sequencing and resource management
• Research regulatory impact of new business initiatives on margin policies.
• Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
• Continue to improve automation for all aspects of regulatory requirements.
• Further document and improve regulatory controls and procedures.
• Participate in external audits and queries from regulators and auditors

Skills:

• Delivery of large multi-functional projects.
• Experience in the development of program documentation as noted above
• Ability to present well and communicate clearly
• Ability to multitask and work in a team environment
• Excel, Word, PowerPoint skills a requirement
• Five-plus years of margin operations experience related to Regulation T, FINRA Rule 4210
• Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.