. Sage Rutty & Company, Inc., is growing and searching for a full time Compliance Associate to assist with supporting that growth. This position will be responsible for supporting our dually registered (Broker-Dealer and Investment Adviser) firm’s Compliance department. The employee will assist in performing day-to-day functional tasks related to Compliance with all applicable rules and regulations within our industry. . DUTIES AND RESPONSIBILITI...
Join Our Dynamic Operations Team. We are seeking a detail-oriented and organized Operations Associate to be an integral part of our Operations department—a pivotal hub for asset movement, account opening, and transfer requests. In this role, you will gain a deep understanding of industry regulations and our firm’s policies, contributing to the smooth operation of our firm. Key Responsibilities. Manage and facilitate asset movements, account openi...
. Ready to love what you do. Then you're ready for Sage Rutty. You. don't become the oldest, locally-owned financial services firm in the Rochester. area by accident. At Sage Rutty, we know that our success is directly tied to. our people. Since 1915, we've set ourselves apart by working hard to recruit. and retain top professionals in our industry who share our firm's traditional. values and unwavering ethical standards. We work hard to earn our...
