Risk Governance Expert

Key Responsibilities

• Develop, implement, operate, and maintain the Firm's compliance program, ensuring its adequacy and effectiveness.
• Supervise daily, periodic, and special compliance reviews, analyzing relevant documents, information, and records.
• Monitor and test Firm policies and procedures to ensure compliance with relevant regulations and laws.
• Prepare and submit required regulatory filings and disclosure documents in a timely and accurate manner.
• Maintain well-organized systemic records of the Firm's compliance program for potential outside audits and/or examinations.
• Open and monitor Firm bank accounts, preparing and delivering KYC and AML materials requested from external administrators.