What are the responsibilities and job description for the Internal Auditor position at Apollo Solutions?
Internal Auditor
Banking
New York, United States
Apollo Solutions is seeking Corporate and Investment Banking Auditors to join a Corporate & Investment Bank. These roles are responsible for leading audits across specific areas within the Front Office.
Responsibilities:
- Lead audits on areas within the Front Office such as Equity Capital Markets, Debit Capital Markets, Sales & Trading (Equities, Fixed Income, Commodities, Currencies and E-Trading).
- Develops and implements audit strategies to ensure the application of risk-based auditing, including defining audit scope, creating audit programs, and drafting high-quality audit reports using automation and innovative techniques in a timely manner.
- Supports the validation of audit and regulatory issues and assists in the preparation for regulatory exams, including developing presentation materials and providing prompt responses to inquiries.
- Leverages data and analytical tools during audit planning, fieldwork, and reporting phases.
Requirements:
- At least 2 years of audit experience in front office risk management, relevant banking regulations, local standards, and internal policies.
- Prior experience leading audits within Investment Banking.
- Bachelor’s or Master’s degree in Business, Economics, Finance, or a related quantitative field, or an MBA.
- Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA), or relevant securities licenses are preferred.
- Intermediate proficiency in analytical and automation tools such as SQL, Alteryx, Advanced Excel, and Access.
Apply Now or send your CV to sam.vale@apollo-solutions.com for a confidential discussion.
Salary : $130,000 - $185,000
