What are the responsibilities and job description for the Volcker Trade Compliance Manager position at Artius Solutions?
Job Description
Job Description
Temporary Manager Trade Compliance Oversight (Volcker)
We are seeking experienced professionals to support a leading financial institution's front-line supervision team on a temporary basis through June 2024, with a possibility for extension. These positions require on-site presence four days a week in either New York or Charlotte.
Key Responsibilities :
- Evaluate manual and automated trade surveillance systems for regulatory compliance.
- Perform supervisory reviews to ensure adherence to compliance frameworks and regulatory standards.
- Conduct in-depth testing and analysis of trade surveillance processes.
- Partner with the front-line team to identify and resolve compliance issues, strengthening overall governance practices.
Qualifications :
Supervision of trading desks with a focus on compliance.
These roles are designed for experienced professionals who thrive in high-energy, collaborative environments and possess the ability to deliver results under tight deadlines.
