What are the responsibilities and job description for the Head of Compliance Policy Writing, Training & Implementation- $175+ Billion Investment Manager (1940 Act) position at Atlantic Group?
$175 Billion Alternative Investment Manager Seeks a Head of Compliance Policy Writing, Training & Implementation (1940 Investment Company/Advisors Act)
*Reporting to the CCO
*Oversee Writing Compliance Policies for the Firm Across all Strategies
*Responsible for All Compliance Training & Implementation
*Oversee Writing Compliance Policies and Procedures for Financial Products subject to Regulations under the Investment Advisers Act of 1940, Investment Company Act of 1940, and International Rules and Regulations
*Manage, Evaluate, and Streamline Compliance Policies and Procedures in Relation to all Federal Securities Laws and Regulations
*Research All Current Laws & Regulations & Regulatory Developments
*Assess Firm Policies & Emerging Risks
*Special Projects
Qualifications:
*10-15 Years of Writing Compliance Policies & Procedures
*Strong Background in Compliance Training & Implementation
*Advanced Background in Investment Company/Advisor's Act of 1940
*Strong Industry Background at another SEC Registered Private Equity Firm/Alternative Asset Manager
Total Cash Comp 400k-450k All in. Plus Full Comprehensive Excellent Benefits Package.
Hybrid Work Schedule
