What are the responsibilities and job description for the Vice President, Regulatory Administration/Filings Manager I position at BNY External Career Site?
Vice President, Regulatory Administration/Filings Manager I
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch 20% of the world’s investible assets. Every day around the globe, our 50,000 employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities, and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We are seeking future team members to join our Regulatory team as a Vice President, Regulatory Administration/Filings Manager I located Boston, MA- Hybrid positions.
In this role, you will make an impact in the following ways:
- Manages a small team of Regulatory Administration and Filings staff responsible for reporting and making recommendations around legislation and providing client support.
- Resolves escalated issues from team members. Manages the performance of assigned staff and sets team priorities.
- Supervises the reporting of legislative issues to provide clients with information needed make regulatory decisions.
- Manages team in preparing prospectuses, proxy statements, and other SEC required filings for clients.
- Works with in-house counsel to ensure filings are created and delivered in accordance to regulations.
- Manages processes for performing calculations needed to answer regulatory questions on behalf of clients.
- Manages team in working with clients accounting firms to ensure client information and data needed for regulatory matters are exchanged in an efficient manner.
- Recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team. Manages a small team of Regulatory Administration and Filings staff.
- Contributes to the achievement of team objectives
To be successful in this role, we’re seeking the following:
- Bachelors degree or the equivalent combination of education and experience is required.
- JD from an accredited law school preferred.4-5 years of total work experience including 0-1 years in management is preferred.
- Experience in the securities or financial services industry preferred.
At BNY, our culture speaks for itself. Here’s a few of our awards:
- America’s Most Innovative Companies, Fortune, 2024
- World’s Most Admired Companies, Fortune 2024
- Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
- Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
- “Most Just Companies”, Just Capital and CNBC, 2024
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
- Bloomberg’s Gender Equality Index (GEI), 2023
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
