What are the responsibilities and job description for the Operations Specialist position at Broker Dealer?
Job Description
Job Description
Operations Associate
FINANCIAL SERVICES -WALL STREET MIDDLE & BACKOFFICE OPERATIONS -Hybrid
Our client, a Financial Services firm is seeking an experienced back office / middle office operations individual who is has experience with trade processing and has of knowledge of sto cks, bonds and options, etc. Basic reconciliation skills. MUST HAVE EXPERIENCE WORKING AT A BROKER-DEALER .
The ideal candidate should have :
2-4 years back office experience in a broker dealer .
Experience Balancing automated Break Sheets experience
Excel spreadsheets
Security Master set up
Familiar with :
settlements and comparisons of equities, munis and corporates
options
Trade corrections, including Customer and Street
DTC and NSCC helpful
FIS / Phase3
College grad
Series 99 a plus
