Internal Audit Associate

Cetera Financial Group (CFG) is currently seeking an Internal Audit Intern to support audit assessment, testing, data analysis, and report creation.

What you will do:

• Plan, execute, and report compliance of operating units, including control audits and operational audits. 
• Document process and prepare audit findings memorandum. 
• Interact with management to discuss issues and recommendations for improvement. 
• Perform, support, and document controls for testing. 
• Test compliance with Company policies and procedures. 
• Recommend process and policy improvements. 
• Follow up to ensure that approved recommendations are implemented. 
• Prepare sufficient working paper documentation to support audit procedures.
• Develop and analyze reports that identify key operating metrics. 
• Prepare and manage monthly and quarterly internal audit reports and activities.
• Analyze operating budgets and capital plans, re-forecasts, and cash flow assumptions.
• Communicate with all necessary departments to ensure the company remains in compliance with obligations and commitments to the Internal Audit plan. 
• Perform and control the full audit cycle including risk and control management over operations' effectiveness, financial reliability, and compliance with all applicable directives and regulations. 
• Stay abreast of industry trends, transactional activity, and outside research perspectives relative to Broker-Dealers.

What you need to have:

• Ability to maintain a high level of confidentiality. 
• Ability to exhibit efficiency in terms of the quality and speed of administrative tasks. 
• Ability to respond positively to changing environment. 
• Ability to exhibit professionalism/credibility in his/her facilitation skills. 
• What is nice to have:
• Highly organized and detail-oriented.
• Highly motivated and driven, with the ability to work independently or as part of a team.
• Ability to keep meticulous records, maintain accuracy, and not lose sight of important details.

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