Compliance Analyst - IT Risk Management

COMPLIANCE ANALYST - IT RISK MANAGEMENT

WHAT IS THE OPPORTUNITY?

Compliance's primary responsibility is to provide independent oversight and effective challenge of Compliance processes and controls, identify, measure, monitor, report, and escalate compliance risk, promote ethical conduct, and establish a culture of compliance across City National Bank. The purpose of this role is to monitor Information Technology (IT) compliance-related matters and provide effective challenge of Compliance programs including reporting, advice, and training support.

What you will do

Provide oversight, advice, and training related to the bank's Compliance Management System (CMS) for Information Technology

Familiarity with applicable IT laws and regulations such as NIST, COBIT, ITIL and FFIEC

Support the implementation of the Compliance Oversight and Advisory program, including the annual validation of applicable IT laws, rules, and regulations at the federal, state, and local levels and IT industry guidance.

Participate in meetings, including preparing and presenting materials

Perform continuous monitoring of IT Function's adherence to the Compliance Framework

Assist with drafting reports and corrective action / remediation plans by providing monitoring observations and findings including any gaps in compliance with Bank policies and standards

Maintain workpapers to support the timely and effective response to requests from Internal Audit or external regulators

Contribute to the review and challenge of our controls adequacy to address regulatory requirements

Create and maintain procedures for the Compliance team and for key stakeholders across Functions to execute on their Compliance responsibilities

Prepare and present information and training sessions based on the core elements of the Compliance Framework

Document adherence monitoring activities with IT policies as well as all regulatory requirements.

Participate in special projects or assignments, as needed

Must-Have

Bachelor's Degree or equivalent

5 years of relevant experience in compliance, including Heightened Standards, operational risk, or audit and / or broad and varied experience in multiple Bank segments

Skills and Knowledge

Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified in Risk and Information Systems Control (CRISC), and / or Certified Financial Services Auditor (CFSA) designation a plus.

Bachelor's Degree or JD / MBA preferred

Good knowledge of IT banking compliance laws and regulations.

Experience with IT risks and controls

Proficiency in SharePoint, Excel and PowerPoint, Tableau and Archer-based platforms

Understanding of laws and regulations as it applies to the financial services sector

Ability to analyze complex situations and provide guidance, make recommendations, and / or escalate issues to appropriate levels of management.

Ability to work with little or no direct supervision while performing duties.

Ability to operate effectively in a fast-paced environment.

Excellent organizational and analytical skills.

Good verbal and written communication skills required to interact with all levels of colleagues and outside contacts.

Effective interpersonal skills.

Excellent time management skills and be accustomed to working with deadlines.

Compensation

Starting base salary : $101,231 - $172,355 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and / or commissions.

• To be considered for this position you must meet at least these basic qualifications

The preceding job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.

Benefits and Perks

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks.

ABOUT CITY NATIONAL

City National Bank, a subsidiary of Royal Bank of Canada, is the largest bank headquartered in Los Angeles with $92.03 billion in assets as of April 30, 2024. Founded in 1954, City National provides personalized banking, investment and trust services in select markets including Los Angeles, Orange County, San Diego, the San Francisco Bay Area, New York City, Nashville, Atlanta, Delaware, Las Vegas, Washington D.C. and Miami.

For more information about City National, visit cnb.com.

EQUAL OPPORTUNITY EMPLOYER & REASONABLE ACCOMMODATION

City National Bank is an equal opportunity employer committed to promoting and maintaining a diverse, equitable and inclusive working environment where differences are valued and encouraged. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by the laws or regulations in the locations where we operate or in our Code of Conduct. READ MORE

If you are a qualified individual with a disability or a disabled veteran, you have the right to request a reasonable accommodation for any part of the employment process. Please contact us via email or leave a message at (213) 673-9139. These contact methods are dedicated to applicants whose disability prevents them from successfully applying online. Only messages left for this purpose will be returned. Responses may take up to two business days.

Salary : $101,231 - $172,355