What are the responsibilities and job description for the Corporate and Securities Associate position at Cole-Frieman & Mallon LLP?
Cole-Frieman & Mallon LLP (“CFM”) is a prestigious boutique law firm based in San Francisco with a robust national practice, serving hedge fund managers, venture fund managers, and other asset managers. Our firm has the largest hedge fund practice in California, launching approximately 250 funds annually. CFM is recognized for its pioneering work with non-traditional asset classes, including cryptocurrency and digital assets.
We offer flexibility with remote work and are proud to serve an impressive client base. CFM has been at the forefront of digital asset management developments for the past five years. Our attorneys have a billable target of 1,500 hours per year.
Position Summary : Corporate and Securities Associate
CFM is seeking a Corporate & Securities Associate to join our Cryptocurrency and Blockchain Practice in one of our offices in the Bay Area, New York, or Denver. The Associate will engage in a wide range of corporate and securities transactions, with a strong focus on blockchain, cryptocurrency, and digital asset-related financial products. This role involves advising on securities laws and regulations, assisting with onshore and offshore compliance, and supporting transactions such as private placements, venture capital financings, institutional debt and equity financings, restricted stock transfers, and mergers and acquisitions.
The ideal candidate will have experience with cryptocurrency, digital assets, token offerings, and emerging legal issues in fintech.
Responsibilities :
- Provide legal advice on federal and state securities laws and regulations, including SEC, Blue Sky, and NYSE compliance.
- Support offerings under Regulations A, D, S, and CF, and oversee entity formation and management contracts.
- Advise on legal aspects of token compensation and issuances, Security Token Offerings (STOs), stablecoins, exchanges and trading platforms, and other blockchain-related financial products.
- Apply advanced knowledge of the legal landscape in blockchain, cryptocurrency, and digital assets.
- Demonstrate expertise in FINRA and broker-dealer issues and advise on ETFs, including regulatory filings, compliance, and board matters.
- Conduct legal research and provide guidance on emerging legal issues in securities, cryptocurrency, and fintech.
- Collaborate with offshore counsel and clients’ internal teams (finance, compliance, and product development) to ensure legal compliance and mitigate risks.
- Assist with capital markets transactions and special corporate projects, including token treasury management, mergers, acquisitions, and strategic initiatives.
- Develop and implement policies and procedures to ensure regulatory compliance.
Requirements :
Compensation & Benefits :
We offer a competitive salary, 401(k), 401(k) match, profit sharing, paid time off, paid holidays, paid CLEs, and a benefits package that includes medical, vision, and dental plans.
Compensation Range : $115k - $225k (based on experience)
CFM is an equal opportunity employer dedicated to attracting, developing, and retaining a diverse community of professionals.
Interested candidates should send their resume, cover letter, writing samples, and any questions to : careers@colefrieman.com .
Please note : at this time, we are not accepting agency submissions.
Salary : $115,000 - $225,000
