What are the responsibilities and job description for the Associate Vice President of Financial Crime Compliance Advisory position at Confidential?
Associate Vice President of Financial Crime Compliance Advisory
About the Company
Premier investment bank
Industry
Investment Banking
Type
Privately Held
About the Role
The Company is seeking an Associate Vice President for Financial Crime Compliance Advisory. The successful candidate will be responsible for a range of activities aimed at promoting a culture of compliance and enhancing the understanding of financial crime risks, regulations, and policies among business stakeholders. This includes providing training and awareness programs, reviewing negative news and sanctions escalations, and maintaining evidence in the KYC system. The role also involves providing guidance on KYC customer onboarding and periodic review processes, assisting in the development of KPIs and KRIs, and supporting operational and technology FCC-related initiatives. Applicants for the Associate Vice President of Financial Crime Compliance Advisory position at the company should have a strong background in financial crime compliance, with a focus on KYC, AML, and transaction monitoring. The role requires the ability to analyze and interpret complex documents, as well as experience in financial crime risk assessment and the development of risk and typology coverage. The ideal candidate will be adept at reviewing and updating policies, procedures, and controls to ensure the effectiveness of the FCC program. Additionally, the role involves engaging in business environment transformations, providing real-time assessments of FCC risks, and ensuring adherence to the FCC program. A proactive approach to industry-mandated changes and a commitment to recommending and implementing necessary changes in compliance with firm policies are essential.
Travel Percent
Less than 10%
Functions
- Finance
