SOX Compliance Internal Auditor - 25684

SOX Compliance Internal Auditor – Financial Services – Boston, MA

We are looking for an Internal Auditor (Associate level) to join a leading financial services firm in Boston, MA. This role is responsible for auditing, testing, and documenting the effectiveness of key internal controls to meet SOX (Sarbanes-Oxley) requirements. The auditor will assess the design and operational effectiveness of assigned SOX controls, maintain high-quality documentation, and keep management updated on testing progress. The ideal candidate will have over 3 years of experience in accounting, corporate audit, or SOX testing within financial services.

This is a 3–6-month contract, paying $30/hour for a 40-hour work week. The role requires onsite work in the Boston office 4 days per week.

Responsibilities:

• SOX Control Testing and Documentation: Perform detailed testing of key SOX controls to ensure their effectiveness and compliance with regulations. Document all test results in thorough workpapers, noting procedures, observations, and conclusions.
• Workpaper Management: Maintain organized, comprehensive workpapers that meet quality and audit documentation standards for efficient review by management and external auditors.
• Internal Control Assessment and Improvement: Collaborate with management and process owners to review internal controls, assess compliance needs, and evaluate risk exposure. Offer recommendations to strengthen internal controls in support of compliance goals.
• Timely Reporting and System Updates: Regularly update audit progress and findings in the reporting system (e.g., W-desk) for accurate, timely reporting.
• Cross-functional Collaboration: Partner with control owners, management, and other internal audit team members to facilitate effective communication about SOX requirements and control expectations.
  
  

Qualifications:

• Bachelor’s degree in Accounting, Finance, or related field (Master’s in Finance or Accounting preferred)
• 3-5 years of SOX compliance or internal audit experience, preferably in financial services
• CA or CPA certification preferred
• Proficiency in SOX reporting and documentation tools (e.g., W-desk, Workiva) and audit software
• Strong Excel skills for data analysis and documentation
• High attention to detail and analytical skills, with the ability to identify control deficiencies and assess their impact
• Excellent written and verbal communication skills for discussing control issues and risk assessments with management and external auditors
• Strong organizational skills, with the ability to manage multiple tasks and meet tight deadlines without compromising quality
  
  

For immediate consideration, please send your resume to Allie at aross@daleyaa.com.