What are the responsibilities and job description for the Trade Specialist position at Disability Solutions?
Job Opportunity in Wealth Management!
Position : Trading Operation Specialist
Location : Fort Worth, Texas
Employment Type : Full-Time, In-Office (5 Days a Week)
Compensation : $65,000 – $75,000 annually Bonus Opportunities
About the Role
We are seeking a dedicated and organized Account Services Lead to join our dynamic wealth management team. This pivotal role focuses on ensuring efficient portfolio management, exceptional client service, and smooth operational processes. You will work closely with financial advisors, maintain client portfolios, and uphold compliance with industry regulations.
Key Responsibilities
Trading & Portfolio Maintenance :
Execute account-level and model-level trades accurately and promptly.
Maintain and update client portfolios on schedule.
Client Coordination :
Schedule and coordinate portfolio review calls with advisors and third-party experts.
Conduct client reviews for non-platinum clients to deliver outstanding service and identify growth opportunities.
Reporting & Communication :
Provide regular updates to advisors following the established 3-7-10 cadence.
Address off-cycle issues related to client materials and action items.
Draft and send meeting recap emails as needed.
Account Management :
Manage Non-Qualified accounts by monitoring gain / loss thresholds and generating necessary reports.
System Management :
Maintain detailed notes, action items, and status updates in Redtail CRM.
Operational Excellence :
Serve as the Advanced Planning Topic Expert and office liaison.
Document role responsibilities and develop standard operating procedures (SOPs) and workflows.
Undertake special projects as assigned.
Qualifications
Licenses :
FINRA Series 7 (Required)
FINRA Series 65 or Series 66 (Required)
Education :
Bachelor’s degree in Finance, Business Administration, or a related field (Preferred)
Experience :
2 years in wealth management, financial services, or a related area
Proven trade experience in account management or portfolio trading
Skills :
Proficiency with CRM systems, especially Redtail, and financial planning tools
Strong organizational and time management abilities
Exceptional communication and interpersonal skills
Detail-oriented with a client-first mindset
MOHR Talent is an equal-opportunity employer and complies with all applicable federal, state, and local nondiscrimination laws. We provide equal employment opportunities regardless of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, gender identity, genetic information, military / veteran status, or any other protected status. If you believe you have been discriminated against or have concerns about our compliance, please contact our Human Resources department at hr@themohrgrp.com
Salary : $65,000 - $75,000
