What are the responsibilities and job description for the Brokerage Operations Manager position at Evergreen Wealth?
About Evergreen Wealth
Evergreen Wealth is led by fintech pioneer, Bill Harris. He ran TurboTax, was CEO of PayPal, and founded Personal Capital, which grew to a $25 billion investment firm. Our mission is to help high achievers attain their life goals. We use digital technology to re-engineer traditional banking and investment products and deliver a custom financial solution.
Who We Are
We're a dynamic RIA startup reimagining wealth management through innovative technology and client-first approaches. Our team is building the future of financial operations, where technology, creativity, and client service intersect.
What You Will Do
Evergreen Wealth is led by fintech pioneer, Bill Harris. He ran TurboTax, was CEO of PayPal, and founded Personal Capital, which grew to a $25 billion investment firm. Our mission is to help high achievers attain their life goals. We use digital technology to re-engineer traditional banking and investment products and deliver a custom financial solution.
Who We Are
We're a dynamic RIA startup reimagining wealth management through innovative technology and client-first approaches. Our team is building the future of financial operations, where technology, creativity, and client service intersect.
What You Will Do
- Own and drive transformative operational strategies bringing cutting-edge technology with financial services. If you are looking for a departure from the typical way brokerage operations has been done and want to try something new, this is the place for you.
- Ensure rigorous compliance with financial regulations.
- Daily execution of back office, asset transfer, and operational workflows to serve clients.
- Proactively identify and implement AI and machine learning technologies to revolutionize traditional brokerage workflows.
- Develop and maintain robust operational processes that balance complexity with client-centric simplicity.
- Design and implement data analytics frameworks to optimize operational efficiency.
- Collaboration and partnership with our Advisors, Client Service, Operations Teams and Product internally.
- Build strong partnerships with our external partners and seek best-in-class and emerging solutions.
- Maintain a knowledge of the competitive landscape and new technologies we can immediately apply, or test and learn with our work.
- 5 years of experience in brokerage operations or technology-driven financial services.
- Series 7/63 or Series 65; open to other licenses including S24, 99, 66.
- Expertise or background in custodial operations, trading and ACAT processes is beneficial.
- Proven track record of implementing automation and technological solutions.
- Advanced problem-solving skills with a passion for reimagining traditional operational approaches.
- Strong interest in data analytics, bonus for proficiency in business insights tools such as Sigma, Looker or other Power BI tooling.
- Bonus points: process automation experience
- Demonstrated ability to design and scale operational processes through technology.
- Proactive, exceptional communication skills, capable of leading complex initiatives with minimal supervision.
- Self-motivated mindset with a strong desire for continuous learning and innovation, student of the financial services industry.
- A technology-forward individual who can transform operational workflows.
- Someone who sees beyond traditional operational boundaries.
- An innovative thinker who can implement AI and automation strategically.
- A self-directed professional who can work independently.
- A detail-oriented strategist who can maintain regulatory compliance while driving technological innovation.
- Start-up Equity (ask us why this is so important)
- Free lunches
- Up to $1500 monthly contribution toward medical benefits
- Significant growth opportunity
- Bi-Monthly team events
- Latest MacBooks
Salary : $1,500
