What are the responsibilities and job description for the Senior Compliance Professional Opportunity position at Fernridge Group?
About Fernridge Group:
We are a growing alternative asset manager with a strong commitment to excellence. Our team is dedicated to providing exceptional service to our clients and partners.
Overview:
- We seek a skilled Compliance Officer to join our team.
Key Responsibilities:
- Manage regulatory relationships, including responding to requests for information and coordinating with external auditors.
- Develop and maintain effective compliance systems and procedures to ensure adherence to relevant laws and regulations.
- Analyze and report on compliance risks and provide recommendations for improvement.
- Maintain accurate records of compliance-related activities.
- Support business development initiatives by providing compliance guidance and advice.
Qualifications:
- Minimum 5 years of experience in financial services compliance.
- Bachelor's degree and strong educational background; JD is a plus but not required.
- Proven ability to analyze complex data and develop clear, actionable recommendations.
- Excellent communication and interpersonal skills.
- Ability to work independently and collaboratively as part of a team.
