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Financial Industry Regulatory Authority Senior Attorney

Financial Industry Regulatory Authority
Woodbridge, NJ Full Time
POSTED ON 2/4/2025
AVAILABLE BEFORE 3/3/2025
Job Summary: The Financial Industry Regulatory Authority (FINRA) seeks a skilled Senior Appellate Counsel to join its Enforcement Department. As a respected authority in the field of securities regulation, we require a highly experienced attorney who can execute our national appellate program with expertise and precision.

**Responsibilities:**
1. Execute the national appellate program, representing the company in appeals and coaching other attorneys on the appellate process.
2. Develop and implement policies and procedures related to appeals, ensuring compliance with regulatory requirements and internal standards.
3. Collaborate with senior leaders to advance our mission to protect investors and maintain fair markets, identifying areas for improvement in our litigation practices and developing strategies to enhance our performance.
4. Train and guide other attorneys on the appellate process, brief writing, and oral advocacy, promoting excellence in these critical skills.
5. Monitor and analyze appeals data, identifying trends and areas for improvement to inform strategic decisions.

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DESCRIPTION OF A SENIOR ANALYST, ASSOCIATE PRINCIPAL ANALYST AND PRINCIPAL ANALYST IN MEMBER APPLICATION PROGRAM

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