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Remote Corporate Attorney - Securities & Regulatory Compliance | WFH

Get It - Real Estate
Escondido, CA Remote Full Time
POSTED ON 3/24/2025
AVAILABLE BEFORE 4/24/2025
Job Title: Corporate Securities & Regulatory Compliance Attorney - Remote | WFH

Job Overview

We are seeking a skilled and motivated Senior Attorney to join our esteemed legal team. This role is an exceptional opportunity for those passionate about corporate law, offering the chance to lead a practice area while serving a diverse clientele within the financial services sector, including investment advisers, broker-dealers, and private equity firms.

Key Responsibilities

In this pivotal position, your primary responsibilities will include:

  • Cultivating new client relationships to broaden our market presence
  • Delivering expert counsel on:
    • M&A transactions
    • Contract negotiations
    • Regulatory compliance within the financial industry
    • Management of regulatory exams
    • Strategic corporate advisement
You will engage with a wide array of clients, helping them navigate the complex legal landscape of finance.

Required Skills

To be successful in this role, candidates should possess:

  • Expertise in corporate law, securities regulation, and transactional law
  • Comprehensive understanding of the Investment Advisers Act of 1940, FINRA Rules, and the Investment Company Act of 1940
  • Strong interpersonal, communication, and negotiation skills
  • An entrepreneurial mindset, with a transferable book of business valued at $400,000 or more

Qualifications

  • Minimum of 6 years of experience in securities and corporate transactional law
  • Active admission to at least one state bar
  • Juris Doctor (JD) from an accredited law school

Career Growth Opportunities

This position provides an excellent opportunity for professional advancement, allowing you to enhance your network and expand your client base significantly. You will have the ability to shape your own practice area within a supportive and established organization.

Compensation And Benefits

  • Competitive salary package
  • Opportunities for origination fees and profit sharing
  • Flexible remote work arrangements
  • Comprehensive benefits, including 401(k)

Why Join Us?

Be part of an innovative and supportive team that values your contributions and provides the resources necessary for your success. If you are ready to elevate your legal career in a thriving environment, we encourage you to apply!

Employment Type: Full-Time

Salary : $400,000

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