Senior Audit Manager

We are working with a large global financial group looking to add a Senior Audit Manager to their growing Internal Audit Compliance department

This role is hybrid in the New York City Metro area, and offers generous compensation packages, great benefits and PTO.

As a Senior Audit Manager, you will:

• Lead and execute regulatory compliance audits focusing on AML/BSA, sanctions, and banking regulations, as well as, identify key risks, assess controls, and provide recommendations for improvement
• Contribute to the timely update of auditable entity risk assessments in support of the development and maintenance of the audit plan
• Effectively prepare a well-developed risk-based audit program and document high quality work papers for regulatory and compliance audits ensuring alignment with industry standards and regulatory frameworks.
• Possess an in-depth understanding of the company's regulatory landscape, including relevant laws, regulations, and policies

As a Senior Audit Manager, you will need:

• A bachelor’s degree in accounting, Finance, or related field
• At least 8 years of Audit experience ideally within large financial institution or a big four firm
• Prior experience working in a heavily regulated environment and a strong understanding of financial crimes risks such as AML, BSA, KYC, and sanctions
• Strong familiarity with banking and broker-dealer regulations, including FDIC, NYDFS, CFPB, FRB, FINRA, and others
• Demonstrated experience in leading and executing all aspects of the audit lifecycle, including planning, risk assessment, scoping, testing, and reporting

Would be nice:

• Master’s degree in accounting, Finance, Business Administration
• Industry related certifications (CPA, CIA, CAMS, CRCM)
• Experience with data analytic tools and data governance working knowledge

Please apply or email your updated CV to a.kelly@hamlynwilliams.com for inquiries.