Demo

Executive Vice President of Finance

Hold Brothers Capital, LLC
New York, NY Full Time
POSTED ON 1/17/2025
AVAILABLE BEFORE 2/13/2025

About the job



Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team. Reporting to the CEO, this role is responsible for the implementation and management of finance and accounting processes, external filing and financial reporting, and accounting controls and functions. This individual will collaborate with business unit and functional teams for the end-to-end process in producing consolidated financial statements and related disclosures as required by GAAP and the SEC. Additionally, this position will monitor emerging SEC guidelines and new and proposed U.S. GAAP accounting standards.



Responsibilities


  • Collaborate with the CEO and senior management to oversee daily operations, identify process improvements, and implement recommendations.
  • Prepare financials and maintain accurate Broker-Dealer records in compliance with GAAP and regulatory standards, ensuring timely completion of monthly, quarterly, and annual closes.
  • Support the CFO with financial analysis, reporting, and strategic recommendations.
  • Oversee regulatory compliance, monitor developments, and manage relationships with external stakeholders, including auditors and regulators.
  • Handle tax planning and compliance, supervise financial responsibilities under SEC rules, and align financial systems with accounting processes.
  • Facilitate key financial reporting and compliance tasks, including FOCUS Reports, Net Capital Computations, SSOI, Form Custody, SIPC, audits, FINRA exams, and due diligence.



Qualifications


  • Bachelor’s in accounting or finance required; advanced degree and CPA preferred.
  • Series 27 required.
  • 10 years of experience in Operations/Finance as a FINOP or similar role at a self-clearing broker-dealer, with expertise in broker-dealer operations and regulatory reporting.
  • Strong analytical skills, discretion with sensitive information, and ability to collaborate across organizational areas.
  • Experience in Operations, Finance, Compliance, Risk Management, or Treasury is a plus.

Salary : $200,000 - $250,000

If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

What is the career path for a Executive Vice President of Finance?

Sign up to receive alerts about other jobs on the Executive Vice President of Finance career path by checking the boxes next to the positions that interest you.
Income Estimation: 
$250,557 - $384,186
Income Estimation: 
$296,794 - $479,234
Income Estimation: 
$62,185 - $78,563
Income Estimation: 
$74,720 - $97,633
Income Estimation: 
$74,720 - $97,633
Income Estimation: 
$93,927 - $120,510
Income Estimation: 
$93,927 - $120,510
Income Estimation: 
$116,965 - $153,549
Income Estimation: 
$116,965 - $153,549
Income Estimation: 
$117,638 - $162,092
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Job openings at Hold Brothers Capital, LLC

Hold Brothers Capital, LLC
Hired Organization Address New York, NY Full Time
About the Company - Hold Brothers is currently seeking a motivated and detail-oriented Recruiter to join our team! As a ...

Not the job you're looking for? Here are some other Executive Vice President of Finance jobs in the New York, NY area that may be a better fit.

Vice President of Finance Leadership

Get It - Executive, New York, NY

Executive Vice President, Client Finance

BerlinRosen, New York, NY

AI Assistant is available now!

Feel free to start your new journey!