What are the responsibilities and job description for the Regulatory and Compliance - Intern position at iCapital?

Department : Regulatory and Compliance

Location : New York, NY

iCapital is transforming investing in private equity, private credit, real estate, hedge funds, and structured investments by removing the roadblocks that have prevented greater participation in these private strategies. Join the Fintech company that is disrupting how individuals invest in private capital markets. iCapital services approximately $206 billion in global client assets invested in 1,679 funds, as of October 2024.

Join us this summer and make a meaningful impact while developing your professional skills in a dynamic team environment. Help shape the future of Fintech in the global Alternative Investment space.

Key features of our summer internship :

Become a key member of the iCapital team, driving initiatives, contributing to projects, and potentially jumpstart your career with us after graduation.
Immerse yourself in an inclusive company culture where we create a sense of belonging for everyone.
Gain exclusive access to the AltsEdge Certificate Program, our award-winning alternative investments education curriculum for wealth managers.
Attend recurring iLearn seminars and platform demos where you will learn the latest about our products.
Participate in an intern team project, culminating in an end-of-summer presentation to a panel of senior executives.
Join senior executive speaker seminars that provide career development, guidance, and access to the leaders at iCapital.

About the role :

The ideal candidate will be part of the Regulatory and Compliance department, rotating across various teams that are dedicated to ensuring iCapital's adherence to regulatory requirements and compliance standards, thereby safeguarding the integrity of the business.

Coordinate projects such as new hire training programs and training deck revisions.

Act as Code of Ethics software liaison to ensure brokerage feeds operate correctly, restricted trading lists are properly managed, and other key compliance checks and balances are maintained.

Conduct forensic compliance testing on Code of Ethics, gift and entertainment reporting, and related practices.

Work closely with the Compliance team to assist with any other Compliance related functions and ad hoc projects.

Valued qualities and key skills :

Highly inquisitive, collaborative, and a creative problem solver

Possess foundational knowledge of and / or genuine interest in the financial markets

Able to thrive in a fast-paced environment

Able to adapt to new responsibilities and manage competing priorities

Technologically proficient in Microsoft Office (Excel, PowerPoint)

Strong verbal and written communication skills

What we offer :

Outings with iCapital team members and fellow interns to build connections and grow your network.

Corporate culture and volunteer activities in support of the communities where we live and work.

Rooftop Happy Hours showcasing our impressive views of NYC.

Eligibility :

A rising junior or senior in a U.S. college / university bachelor's degree program

Committed to working five days a week in the New York City office for the entire duration of the internship

Authorized to work in the United States

We are unable to offer any type of employment-based immigration sponsorship for this program

Pay Rate : $41.00 / hour relocation stipend and transportation stipend

iCapital in the Press :

We are at the cutting edge of using technology to democratize investing in alternatives, but don't take our word for it. Here's what others are saying about us :

Seven consecutive years on the Forbes Fintech 50 list, which highlights the most innovative private companies in personal finance, investing payments and crypto assets

Three-time selection to Forbes' Best Startup Employers List

Four-time winner of the Money Management Institute / Barron's Solutions Provider of the Year

For additional information on iCapital, please visit https : / / www.icapitalnetwork.com / about-us Twitter : @icapitalnetwork | LinkedIn : https : / / www.linkedin.com / company / icapital-network-inc | Awards Disclaimer : https : / / www.icapitalnetwork.com / about-us / recognition /

iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.

Salary : $41

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