What are the responsibilities and job description for the Financial Client Onboarding Specialist position at Insight Global?
Required Skills & Experience
-Obtains Series 9 and 10
-Knowledge of MS Office (Word, Excel, etc.) as well as proficiency with web-based applications
- Technical and detail oriented
- Margin experience
- Legal structure experience and experience with documentation review
- Experience with state code, planning, and risk assessments
-Experience managing client expectations, client onboarding, or client implementation
-Excellent communication and presentation skills
Nice to Have Skills & Experience
-Series 4 license
Job Description
A large financial client is looking for a Client Onboarding Licensed Approver to join their Client Implementation Team. Client Implementation is a highly regulated team that focuses on account document, data integrity, risk management and regulatory requirements. Client Implementation is responsible for capturing all necessary information for regulatory and firm policies and perform due diligence on all new accounts. Client Onboarding works closely with Compliance, Legal, and other Operations groups to ensure a positive client experience during the onboarding process. Responsibilities will include evaluating the client documentation after it has gone through the SEC and FINRA requirement gathering. This resource will be the final approver and sign off for the High Net Worth client to be onboarded.
Pay Rate is $40-$50/hr based off qualifications, experience, and education
Salary : $40 - $50
