Regulatory Affairs Specialist

Title: Regulatory Exam Execution

Duration: 6 month contract to hire

Location: 2x/week in Charlotte, NC

Desired Skills & Experience

- 6 years' Banking & Regulatory experience

- Strong experience with Regulatory exams

- IT Risk & Audit background

- Cybersecurity Framework exposure (NIST, ISO, CIS Benchmark)

- Experience interacting with Regulatory agencies (OCC, DOJ)

Job Description:

This person will join a team of other Regulatory Exam Specialists and Leads, and will provide support for Platforms & Technology related Regulatory interactions, which include Business, 2nd or 3rd line of defense led exams. They will also provide oversight and governance over remediation, site visits, supervisory, and inquiry activities to meet commitment to Regulators. These exam Specialists will be responsible for defining, developing and/or implementing Technology Controls / Information Security related policies, programs, tools and provide specialized expertise and guidance on assessing risks, identifying potential gaps and providing security solutions to mitigate risks and protect the Bank. These resources provide the most value in the "pre-readiness" phase of Exam, where they will help the business understand gaps, advise stakeholders on regulatory changes and advocate for industry Best Practices.

Compensation:

$45-64/hour

Exact compensation may vary based on several factors, including skills, experience, and education.

Benefit packages for this role will start on the 31st day of employment and include medical, dental, and vision insurance, as well as HSA, FSA, and DCFSA account options, and 401k retirement account access with employer matching. Employees in this role are also entitled to paid sick leave and/or other paid time off as provided by applicable law.