What are the responsibilities and job description for the Compliance Assurance Manager position at InterQuest Group?
Are you passionate about compliance, risk management, and making a real impact? A leading specialist lender is looking for a Compliance Assurance Manager to join their dynamic Compliance Assurance Team.
About The Role
As a Compliance Assurance Manager, you’ll play a key role in ensuring adherence to regulatory requirements, internal policies, and delivering effective compliance assurance activities. From conducting thematic reviews to managing compliance risks and fostering a culture of integrity, you’ll help shape the organisation’s approach to compliance and conduct risk.
✨ Your Key Responsibilities
About The Role
As a Compliance Assurance Manager, you’ll play a key role in ensuring adherence to regulatory requirements, internal policies, and delivering effective compliance assurance activities. From conducting thematic reviews to managing compliance risks and fostering a culture of integrity, you’ll help shape the organisation’s approach to compliance and conduct risk.
✨ Your Key Responsibilities
- Delivering and leading timely Compliance Assurance and Monitoring reviews to ensure regulatory adherence.
- Managing actions and validations from assurance reviews to support ongoing improvements.
- Collaborating on compliance risk assessments and recommending risk mitigation strategies.
- Building strong relationships with key stakeholders across the business.
- Mentoring Compliance Officers to deliver high-quality work and supporting their professional growth.
- 5 years of experience in compliance monitoring or audit within a regulated lending or banking environment.
- Expertise in interpreting FCA regulations, including MCOB, BCOBS, SYSC, PRIN, and COCON handbooks.
- A proactive mindset and a commitment to fostering a culture of compliance.