Demo

Compliance Assurance Manager

InterQuest Group
Kent, WA Full Time
POSTED ON 3/25/2025
AVAILABLE BEFORE 4/23/2025
Are you passionate about compliance, risk management, and making a real impact? A leading specialist lender is looking for a Compliance Assurance Manager to join their dynamic Compliance Assurance Team.

About The Role

As a Compliance Assurance Manager, you’ll play a key role in ensuring adherence to regulatory requirements, internal policies, and delivering effective compliance assurance activities. From conducting thematic reviews to managing compliance risks and fostering a culture of integrity, you’ll help shape the organisation’s approach to compliance and conduct risk.

✨ Your Key Responsibilities

  • Delivering and leading timely Compliance Assurance and Monitoring reviews to ensure regulatory adherence.
  • Managing actions and validations from assurance reviews to support ongoing improvements.
  • Collaborating on compliance risk assessments and recommending risk mitigation strategies.
  • Building strong relationships with key stakeholders across the business.
  • Mentoring Compliance Officers to deliver high-quality work and supporting their professional growth.

What We’re Looking For

  • 5 years of experience in compliance monitoring or audit within a regulated lending or banking environment.
  • Expertise in interpreting FCA regulations, including MCOB, BCOBS, SYSC, PRIN, and COCON handbooks.
  • A proactive mindset and a commitment to fostering a culture of compliance.

InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.

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