Compliance - Control Room Senior Officer - Associate

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and striving to be best-in-class.

As a Control Room Senior Officer which is a part of the Compliance, Conduct and Operational Risk (CCOR) organization, you will be a Compliance Associate located in our Jersey City location. You will be responsible for maintaining the integrity of the Firm's information barriers by monitoring and controlling the flow of information between the Firm's private side and public side businesses. Additionally, you will be responsible as a part of the Control room tracking investment banking transactions ensuring that all restrictions are applied in a timely manner and advising the firm’s various divisions on the applicability of those restrictions.

Job Responsibilities

• Interact with the Banking, Sales and Trading and Asset Management teams to ensure the Firm’s Watch and Restricted listed are properly maintained. 
• Review Research publications to ensure compliance with legal and regulatory obligations.
• Chaperone communications between Research and Investment Banking to ensure compliance with the Research Settlement.
• Provide advice and guidance to front office businesses in respect of permissible interaction with research analysts, pre-clearing permitted communications between them and chaperoning as necessary (Knowledge of the global research settlement).
• Provide advice and guidance to the business in respect of the firm's watch & restricted list policy, research restrictions during advisory mandates and other Control Room-owned policies. 
• Provide training to various business areas in the specific areas of Control Room expertise.

Required qualifications, capabilities, and skills

• Ability to work as a member of a team in a high-pressure, fast-paced environment.
• Demonstrated ability to identify key issues and obtain appropriate information for further analysis.
• Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects.
• Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally.
• Teamwork skills: you must be flexible in work style and be able to work appropriately with stakeholders and colleagues at all levels
• Detail-oriented with ability to multitask, organize and prioritize
• Must possess excellent written and oral communications skills
• 3 years of relevant Control Room experience
   

Preferred qualifications, capabilities and skills

• MBA or Bachelor’s degree with professional certification preferred