What are the responsibilities and job description for the Senior Internal Auditor, Associate- Commercial Investment Banking position at JPMorgan Chase?
This role offers you exposure to senior executives outside of Internal Audit and across the firm!
As a Senior Internal Auditor, Associate in Commercial Investment Banking, you will be involved in all stages of the audit lifecycle. You will manage a coverage program over the Commercial and Investment Bank's financial controls that ensures the integrity of financial statements. It also ensures compliance with external/regulatory reporting requirements, adherence to accounting standards, and adequacy of inputs into capital planning processes. Last you will ensure accuracy of management, legal entity, and liquidity reporting.
Job responsibilities
- Plan, execute and document risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budget
- Work closely with global Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Recognize the confidential nature of Internal Audit communications and access to information; you must be disciplined in protecting the confidentiality and security of information in accordance with firm policy
- Partner with stakeholders, business management, other control groups, external auditors, and regulators establishing strong working relationships while maintaining independence
- Finalize audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to better internal controls
- Take ownership of self-development, including all assignments, to prepare for greater responsibilities and career development, and take initiative to seek out opportunity for continued learning
- Stay up to date with industry trends to identify opportunities for game changing innovations or strategic partnerships
Required qualifications, capabilities and skills
- 5 years of internal or external auditing or operational risk experience, could be in combination with relevant business experience
- Bachelor's degree
- Experience with internal audit methodology and applying concepts in audit delivery and execution
- Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
- Great interpersonal and influencing skills, with the ability to establish credibility and create partnerships with senior business and control partners
- Advanced analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
- Adaptable to changing business priorities and ability to multitask in a constantly changing environment
Preferred qualifications, capabilities and skills
- CPA
- Prior experience with Big 4 accounting firm and/or internal audit department in financial services industry
- Exposure to capital planning (CCAR), broker-dealer and bank regulatory reporting, and Treasury/liquidity reporting processes
