What are the responsibilities and job description for the Compliance Associate position at JW Michaels & Co.?
Global investment management firm is seeking a Compliance Associate to join their dynamic team in the Miami office.
They are working on-site 5 days a week.
Requirements :
- Bachelor's Degree from an accredit university and in good academic standing, JD is a plus
- 5 years compliance experience at a hedge fund or investment manager
- Superior verbal and written communication skills
- Experience with Form ADV; a solid understanding of regulatory / self-regulatory agencies (e.g., SEC, CFTC, NFA) and the requirements of the Investment Advisers Act of 1940 and the Securities Act of 1933 preferred
- Detail oriented; critical thinker, demonstrates thoroughness and strong ownership of work
- Entrepreneurial inclination; ability to work self-sufficiently and act as a project manager
- Highly motivated, proactive, results-oriented, able to multitask and prioritize in a fast moving, high pressure, constantly changing environment; strong sense of urgency
- Experience in working with different technology applications such as MS PowerPoint, Excel VBA Macros, Tableau, any other relevant data analytics tools preferred
- Good team player with a strong willingness to participate and help others
- Experience in a compliance position at a registered investment advisor preferred
- Broad product and financial services industry knowledge
