What are the responsibilities and job description for the Compliance Associate position at Millennium Management, LLC?
Compliance Associate
Position Details
Assist with the administration of the Firm's global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm's Algorithmic Trading Policy
Monitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance Firm's global Quantitative Trading Compliance program
Assist with regulatory examinations, inquiries, investigations and projects, as necessary
Assist with drafting and amending compliance related policies and procedures
Prepare and conduct compliance trainings
Qualifications / Skills Required
3 years of experience
Experience at a regulatory authority, bank / broker or buy-side firm
Experience with addressing algorithmic / systematic trading matters is preferred, with an understanding of model-based trading and investment / execution algorithms
Bachelor's degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
An understanding of global financial markets, including market structure, is preferred
General understanding of Artificial Intelligence, including current regulatory focus areas
Strong analytical / conceptual problem-solving skills with attention to detail
Strong sense of ownership and personal responsibility
Ability to prioritize, multi-task, and manage deadlines while successfully completing assignments
Strong written and verbal communication skills
Ability to create presentation materials for senior management
Proficient in Microsoft PowerPoint and Excel
Good team player with a strong willingness to participate and help others
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