What are the responsibilities and job description for the Compliance Analyst position at Kuvare Holdings?
About Kuvare
Kuvare is on a mission to serve hardworking consumers overwhelmed by the complexities of retirement and is built from the ground up to do so. Our unified financial hub protects the retirement of everyday Americans and the distributors, carriers and investors that serve them. We create life insurance and annuity products that protect consumers’ retirements, and are simplified for distributor partners and financial professionals to sell and service.
Kuvare Family Of Companies
Retail Annuity and Life Insurance Solutions:
The Compliance Analyst is responsible for supporting compliance for Kuvare and working alongside the rest of the legal and compliance team. Primary responsibilities will include working as a compliance representative on projects from initial concept to final implementation, assist in providing employee compliance training, assisting with corporate governance responsibilities and other compliance matters as needed.
What You'll Do
Qualifications
Kuvare is on a mission to serve hardworking consumers overwhelmed by the complexities of retirement and is built from the ground up to do so. Our unified financial hub protects the retirement of everyday Americans and the distributors, carriers and investors that serve them. We create life insurance and annuity products that protect consumers’ retirements, and are simplified for distributor partners and financial professionals to sell and service.
Kuvare Family Of Companies
Retail Annuity and Life Insurance Solutions:
- United Life Insurance Company
- Guaranty Income Life Insurance Company
- Lincoln Benefit Life
- Kuvare Life Re
- Ignite Partners
The Compliance Analyst is responsible for supporting compliance for Kuvare and working alongside the rest of the legal and compliance team. Primary responsibilities will include working as a compliance representative on projects from initial concept to final implementation, assist in providing employee compliance training, assisting with corporate governance responsibilities and other compliance matters as needed.
What You'll Do
- Provide day to day overall support to compliance department.
- Participate in projects as the Compliance representative, working with the AVP and Compliance Speciality and collaborating with internal departments and third parties to help ensure successful project implementation.
- Assist in gathering of board materials, prepare and distribute quarterly materials for board and board committee meetings.
- Manage the annual corporate entity filings, providing required information to third-party vendor, tracking renewal dates and ensuring entities remain in good standing.
- Manage the onboarding of new employees and removal of terminated employees from the Compliance training tool.
- Assist the AVP Compliance with market conduct and financial examinations.
- Assist with compliance testing of operations, including third party administrators.
Qualifications
- Minimum of five years of related work experience.
- Extensive experience working on compliance-related activities for insurance carriers.
- Strong analytical skills
- Strong organizational skills
- Demonstrated research and trouble shooting skills
- Demonstrated ability to listen with empathy and compassion
- Strong verbal and written communication skills
- Demonstrated ability to translate critical information into layman’s terms
- Strong risk assessment, negotiation, collaboration, and conflict resolution skills.
- Strong interpersonal skills
- Proficient on Microsoft Office Suite
- Ability to work independently with minimal supervision
- Demonstrated ability to deliver results under pressure in a tight timeframe preferred
- Knowledge of annuities and life plans and processes highly desirable
- Proven track record of process improvement and innovation desirable
- Normal office working environment
- Occasional evening and weekend hours to meet deadlines
- Travel may be occasionally required
- Ability to sit for extended periods of time
- Ability to type / perform data entry
- Ability to read from a computer screen and paper reports
- Express ideas clearly and otherwise communicate with the spoken word