Demo

Legal Counsel

Landing Point
Philadelphia, PA Full Time
POSTED ON 2/17/2025
AVAILABLE BEFORE 5/14/2025

Key Points :

  • This position is open due to their continued growth and will offer exposure to all aspects of legal and regulatory work
  • Newly created opening
  • Counsel will report directly to the General Counsel and interact with senior management
  • WFH policy : 4 days in the office and 1 day from home
  • Location : Philadelphia
  • Relocation : They are open to relocation, ideally someone that has a connection to the Philly area

Responsibilities :

  • Provide support relative to the offering of any new investment vehicles or other products and assist in launching new business initiatives across the firm and its subsidiaries
  • Draft and review investment management agreements and other agreements with clients, financial institutions, consultants and investment advisers
  • Draft and review compliance policies and procedures and conduct compliance testing of the effectiveness of the firm’s policies and procedures
  • Draft, review and coordinate various regulatory filings and transactions related to registered investment funds (including prospectuses, proxy statements, annual and periodic reports and capital markets activities) and the firm’s investment adviser activities (including Form ADV and Form PF)
  • Draft and review corporate governance related documents (e.g., minutes, resolutions, and policies) and analyze corporate governance related matters
  • Monitor and understand the changing regulatory environment to ensure policies, procedures and key stakeholders are kept current with relevant changes
  • Interact with and assist the firm’s investment, finance, operations and investor relations teams regarding legal and compliance matters
  • Qualifications :

  • 1 year of fund formation / regulatory experience from a law firm
  • Private Fund experience is required, preferably with private equity funds
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