What are the responsibilities and job description for the 40 Act Attorney - Premier Asset Manager position at Larson Maddox?
A Premier Asset Manager handling more than $15Billion in AUM is seeking to bring on an experienced 40 Act Attorney to join their dynamic team. The ideal candidate has significant experience with the Investment Company Act of 1940, fund documentation structuring, and a variety of other applicable compliance and regulatory matters.
Key Responsibilities :
- Draft, and negotiate registration statements for a variety of product launches in relation to fund registration documents
- Work closely with several business lines on registration statement amendments, supplements, proxy statements, and listing applications
- Mitigate interactions between regulatory agencies and other compliance organizations
Requirements :
If you or anyone you know is at all interested, please apply directly or reach out
Salary : $15