What are the responsibilities and job description for the Compliance Risk Assessment Consultant position at Madison-Davis, LLC?
- Support Compliance team with execution and oversight of the region-wide Corporate Compliance Risk Assessment (CRA) program in accordance with CRA policy and procedure.
- Serve as a resource to the Entity CRA Teams in the execution of the CRA in the GRC Tool.
- Assist Compliance in maintenance and updates to the CRA policy and procedure.
- Perform Quality Assurance (QA) of a sample of the completed entity risk assessments.
- Refresh the CRA Training materials for 2025 CRA executions. Make enhancements to incorporate the new GRC Tool, methodology changes, industry best practices, lessons learned.