What are the responsibilities and job description for the Control Room - Assistant Vice President position at Madison-Davis, LLC?
Investment bank located in Midtown looking to bring on board an “Control Room - Assistant Vice President” to join their team. They are open to seeing someone with a trade surveillance or examinations background who is looking to get into control room. The firm is currently in a hybrid model (3 days in office).
Responsibilities:
-Maintenance of the Firm’s Watch and Restricted List
-Review and clearance of Research for publication
-Monitor changes in securities regulations
-Implement or update applicable policies and procedures
-Will need to be flexible on workday including maintaining access to work email and regular weekend coverage
Salary : $85,000 - $120,000
