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Equity Compliance Trading Consultant

Madison-Davis, LLC
New York, NY Contractor
POSTED ON 3/26/2025
AVAILABLE BEFORE 4/24/2025

Rate: $35-38/hour


  • Equities/OTC trading surveillance experience required
  • Review and analyze exception reports relating to equity trading and related order/transaction/market information.
  • Reviews relate to topics such as manipulation (ex., marking the open/close, wash sales, etc.) as well as quality of markets (ex., best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc.).

Salary : $35 - $38

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