Demo

Equity Trade Compliance Consultant

Madison-Davis, LLC
New York, NY Contractor
POSTED ON 4/3/2025
AVAILABLE BEFORE 5/3/2025

Rate: $38/hour


  • Review and analyze exception reports relating to equity trading and related order/transaction/market information.
  • Reviews relate to topics such as manipulation (ex., marking the open/close, wash sales, etc.) as well as quality of markets (ex., best execution, limit order display, locked/crossed markets, trading ahead, short sales, etc.).

Salary : $38

If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

What is the career path for a Equity Trade Compliance Consultant?

Sign up to receive alerts about other jobs on the Equity Trade Compliance Consultant career path by checking the boxes next to the positions that interest you.
Income Estimation: 
$104,659 - $145,110
Income Estimation: 
$143,609 - $190,347
Income Estimation: 
$128,655 - $181,504
Income Estimation: 
$63,382 - $90,792
Income Estimation: 
$80,083 - $123,269
Income Estimation: 
$122,633 - $166,569
Income Estimation: 
$66,430 - $110,036
Income Estimation: 
$129,120 - $252,029
Income Estimation: 
$80,062 - $120,119
Income Estimation: 
$104,680 - $202,844
Income Estimation: 
$122,633 - $166,569
Income Estimation: 
$116,413 - $176,962
Income Estimation: 
$129,120 - $252,029
Income Estimation: 
$52,872 - $80,342
Income Estimation: 
$122,633 - $166,569
Income Estimation: 
$116,413 - $176,962
Income Estimation: 
$89,726 - $245,049
Income Estimation: 
$99,713 - $138,140
Income Estimation: 
$111,487 - $161,520
Income Estimation: 
$122,633 - $166,569
Income Estimation: 
$116,413 - $176,962
Income Estimation: 
$129,120 - $252,029
Income Estimation: 
$133,900 - $199,666
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Job openings at Madison-Davis, LLC

Madison-Davis, LLC
Hired Organization Address New York, NY Full Time
Investment bank located in Midtown Manhattan looking to bring on board a “Trade Surveillance Vice President” to join the...
Madison-Davis, LLC
Hired Organization Address New York, NY Full Time
Office Status: Hybrid Salary: $90,000 – $140,000 Responsibilities: Assist in managing and growing a portfolio of wholesa...
Madison-Davis, LLC
Hired Organization Address New York, NY Full Time
Office Status: Onsite Salary: Up to $130,000 Responsibilities: Oversee threat detection, incident response, and vulnerab...
Madison-Davis, LLC
Hired Organization Address New York, NY Full Time
Title: Controller / Head of Finance – Swap Dealer Office Status: NYC hybrid Salary: 200k-250k base 20-40% bonus We’re re...

Not the job you're looking for? Here are some other Equity Trade Compliance Consultant jobs in the New York, NY area that may be a better fit.

Equity Compliance Trading Consultant

Madison-Davis, LLC, New York, NY

Equity Trade Support Associate

JPMorgan Chase, New York, NY

AI Assistant is available now!

Feel free to start your new journey!