What are the responsibilities and job description for the Senior Manager, Compliance Operations position at Madison-Davis, LLC?
Fintech banking platform that streamlines financial solutions for corporations located in Downtown Manhattan looking to bring on a new "Senior Manager, Compliance Operations" to join their team. This role is full time in office.
Responsibilities:
• Up-level the strategy for the compliance team, covering anti-money laundering/counter-terrorist financing, financial crimes, client onboarding, sanction compliance, and banking/fair lending regulations operating across the U.S.
• Partner with stakeholders to augment the transaction monitoring, investigation, and suspicious activity reporting systems and framework to ensure the firm maintains the highest regulatory standards while creating an optimal, innovative customer and product experience
• Optimize the financial crimes, sanctions, KYC/KYB compliance, and company policies, procedures, programs, testing, and compliance controls and across all products
• Analyze trends and patterns to develop risk mitigation and detection
• Ensure best-in-class monitoring and surveillance systems are in place to prevent suspicious activities; work with technical teams to understand and design analytical methodologies for risk mitigation
• Collaborate with our partner banks on reporting, monitoring, and audits to ensure our compliance efforts are aligned with bank and regulatory guidelines
• Build out and scale the Third Party Risk Management Program
• Provide periodic reporting to Executive and Senior Management
Salary : $142,000 - $168,000
