What are the responsibilities and job description for the Financial Advisor Support Specialist position at MassMutual Eastern Pennsylvania?
Join our Team at MassMutual Eastern PA -Advisor Services and Supervisory Support
We need someone like you to help grow our firm.
At MassMutual Eastern PA , we believe our success is rooted in the development of ethical and committed support staff. Our Horsham, PA location is seeking an experienced professional in Broker Dealer and RIA advisor services and operations to join our dynamic team. The position is multifaceted which includes supporting the supervisory team and collaborate with our registered representatives, advisors, agents, and their staff to help ensure business is conducted correctly and in compliance with the regulations that apply to our business.
Key Responsibilities :
- Manage inquiries from advisors and staff regarding new account opening, subsequent business, servicing of existing accounts and related requests.
- Assist producers and / or assistants in promptly resolving “Not in Good Order” submissions.
- Becoming a subject matter expert in investment business processing.
- Assign, track, and follow up on required training courses to agents, registered representatives, and associated persons.
- Review, process, approve and log incoming checks and securities.
- Coordinate and disseminate communications to agents, registered representatives, and associated persons.
- Coordinate training events for the supervisory team.
Ideal Candidate Attributes :
Requirements :
Ready to Make an Impact? Contact us today to discuss how you can leverage your experience to use to extend our mission.
