What are the responsibilities and job description for the Compliance Associate position at Millennium?
Position Details
- Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading Policy
- Monitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance Firm’s global Quantitative Trading Compliance program
- Assist with regulatory examinations, inquiries, investigations and projects, as necessary
- Assist with drafting and amending compliance related policies and procedures
- Prepare and conduct compliance trainings
- 3 years of experience
- Experience at a regulatory authority, bank/broker or buy-side firm
- Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms
- Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
- An understanding of global financial markets, including market structure, is preferred
- General understanding of Artificial Intelligence, including current regulatory focus areas
- Strong analytical / conceptual problem-solving skills with attention to detail
- Strong sense of ownership and personal responsibility
- Ability to prioritize, multi-task, and manage deadlines while successfully completing assignments
- Strong written and verbal communication skills
- Ability to create presentation materials for senior management
- Proficient in Microsoft PowerPoint and Excel
- Good team player with a strong willingness to participate and help others
