What are the responsibilities and job description for the Legal and Compliance Specialist position at Mission Staffing?
Our client, an asset manager based in NYC, is seeking a Legal & Compliance Consultant to join their growing Compliance team. The individual will be working on a variety of compliance matters relating to equity separate accounts, mutual funds, and private investment funds. Responsibilities include reviewing and drafting policies and procedures, putting together fund marketing materials, contract review, and overseeing various SEC and foreign regulatory filings. Candidates must have at least 2 years of similar experience coming out of competing asset managers.
Requirements:
- Bachelor’s Degree
- 2 full years of experience in a compliance role at a hedge fund, private equity fund, compliance consulting, or financial services firm
- Knowledge of the Investment Advisers Act of 1940
Salary : $45 - $50
