What are the responsibilities and job description for the Compliance Risk Management, Associate position at Mizuho Bank Ltd?
About the Team
Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards and responsible business practices consistent with Mizuho's Code of Conduct and Compliance Risk Appetite.
Compliance fulfills its mission by consistently instilling a Culture of Compliance across the bank and by assessing Compliance Risk and developing and implementing compliance controls and programs such as :
- Compliance testing, surveillance and monitoring
- Drafting and implementing compliance policies and procedures
- Providing compliance advice and guidance to stakeholders
- Designing and delivering compliance training
- Managing Regulatory Relations and Examinations
- Reporting to stakeholders, committees, senior management and the board of directors on significant compliance developments, issues and key compliance risks
Summary
Americas Compliance seeks an Associate within the Compliance Risk Management team to support the Mizuho U.S. Operations Compliance Risk Management framework programs. Candidate would provide day-to-day support covering a number of tasks and assignments within the Compliance Risk Management Team.
Principal Duties and Responsibilities
Day-to-day support of the Compliance Risk Management Program, including but not limited to :
Required Qualifications
The expected base salary ranges from $89,250.00 -$110,000.00. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.
LI-Hybrid
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Other requirements
Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process
Company Overview
Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com.
Mizuho Americas offers a competitive total rewards package.
We are an EEO / AA Employer - M / F / Disability / Veteran.
We participate in the E-Verify program.
We maintain a drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.
LI-MIZUHO
Salary : $89,250 - $110,000
