Demo

_Trade Reporting Analyst

NextGen Information Services, Inc.
Des Peres, MO Full Time
POSTED ON 1/22/2025
AVAILABLE BEFORE 4/22/2025

Job Title : Trade Reporting Analyst

Duties :

  • Responsible for the day-to-day monitoring of trade reporting activity for all client's branch offices and traders for Equity and Fixed Income trades. This includes ensuring RTRS and TRACE-eligible securities are reported accurately and within regulatory guidelines.
  • Manually enter or amend trade reports that are not sent automatically by the client's trading system.
  • Reconcile unsatisfactory trade reports daily and communicate any issues to Trading, Compliance and Trade Operations with a proposed solution.
  • Must be able to make decisions independently after completing the training based on facts related to the issue in question.

Skills :

  • One or more years of financial services industry experience is preferred.
  • Strong written and verbal communication skills are essential.
  • Decisions must be made in a timely manner (often within a 15-minute regulatory requirement). It is important to note that decisions made can impact the firm and lead to regulatory actions and monetary fines by FINRA, MSRB, SEC or others.
  • Education :

  • Bachelor's degree in business with emphasis in Finance and / or Accounting is preferred. Willing to consider someone with relevant experience in lieu of Degree
  • Required Skills : REGULATORY REPORTING

    TRADING

    SECURITIES

    EQUITIES

    FIXED INCOME

    Additional Skills : FINANCIAL SERVICES

    ACCOUNTING

    FINANCE

    EXCELLENT WRITTEN AND VERBAL COMMUNICATION SKILLS

    OPERATIONS

    Please share your resumes to Sulthanm@nextgen-is.com

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