What are the responsibilities and job description for the Senior Compliance Analyst position at Oliver James?
Senior Compliance Analyst - Life Insurance
We are seeking a self-motivated Compliance Analyst with strong regulatory expertise in the life insurance industry. This role will serve as a Subject Matter Expert (SME), providing compliance guidance, supporting regulatory change management, and mentoring new team members. The position requires onsite work three days a week in Durham, NC.
Key Responsibilities :
- Lead regulatory change management efforts and ensure process alignment.
- Provide compliance guidance across departments and proactively identify risks.
- Develop and enhance compliance policies, procedures, and training programs.
- Monitor AML, fraud, and consumer complaint developments.
- Prepare and review regulatory filings, state reports, and non-financial submissions.
- Respond to regulatory inquiries and support internal audits and compliance reviews.
- Review advertising materials for regulatory compliance.
Qualifications :
This role offers an opportunity to shape compliance processes within a growing organization.
