What are the responsibilities and job description for the Director, Sales and Trading Operations position at Orix Corporation USA?
Operations Director, Sales and Trading Operations
Are you the right candidate for this opportunity Make sure to read the full description below.
Operations Director, Sales and Trading Operations
Apply locations Columbus, OH time type Full time posted on Posted 30 Days Ago job requisition id R0003501
Purpose and Job Summary :
Lument provides comprehensive capital solutions for multifamily, affordable, seniors and health care real estate. This includes a full suite of financing and strategic solutions such as investment banking, mortgage banking, private equity, a variety of direct balance sheet lending options, investment sales, and mergers and acquisitions.
Reporting to the Senior Managing Director, Sales and Trading, this position will be responsible for monitoring day-to-day operational systems and processes while adhering to all internal and regulatory compliance requirements.
Essential Duties and Responsibilities :
Operations Management :
- Must have a strong understanding of fixed income products, settlement processes, and market practices.
- Plan, monitor, and analyze key metrics for the day-to-day performance of Sales & Trading operations to ensure efficient and timely completion of tasks.
- Manage the settlement process for fixed income securities, including CMBS, municipal bonds, treasuries, and other debt instruments.
- Ensure all trades are reconciled and discrepancies are resolved promptly.
- Monitor and manage operational risks, implementing controls to mitigate potential issues.
- Responsible for accurate and timely ticketing and settlement of fixed income securities transactions.
- Coordinate with various internal and external counterparties, resolving any potential settlement differences that may occur.
- Must have experience with SEC and FINRA examinations and working effectively with internal risk and compliance teams.
- Maintain user guides and manuals.
Regulatory Compliance :
Stakeholder Management :
Contacts :
This position has frequent contact with all levels of employees and management. In addition, this role interacts with outside business partners, vendors, consultants, and other office visitors.
Education, Skills and Experience :
Required :
Life at ORIX :
We are committed to the health and well-being of our employees and offer a quality, competitive benefits package that provides valuable healthcare and financial protection for our workforce, while emphasizing a healthy work / life balance.
You Time :
We want you to have the time needed to recharge and manage life with our competitive vacation policy, floating personal holidays, extensive leave options, our annual observed holidays, and more.
Family Care :
Every family has a different journey and ORIX USA Group is proud to offer extensive benefit programs such as : infertility coverage, adoption support, child and elder care, fully paid maternity, and generous parental leave benefits to help you and your families along the way.
Flexible Work Arrangements :
ORIX associates enjoy the advantages of our hybrid working model with a 3 day in-office minimum requirement.
ORIX USA is an equal opportunity employer, providing equal employment opportunities (EEO), and is committed to diversifying its workforce. All employees and applicants for employment will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability, genetics, sexual orientation, gender identity or expression, pregnancy, protected veteran status or other status protected by law. This policy applies to all terms and conditions of employment.
ORIX is a high-energy, rapidly growing company that rewards creativity, talent and a strong desire to succeed. The diverse financial services markets we serve and caliber of work we deliver enables us to offer a variety of exciting career paths and mobility to meet your personal and professional goals.
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