What are the responsibilities and job description for the Compliance Manager position at Pentasia?
A highly regarded Gambling business is launching online and looking to hire a consummate professional in Compliance.
Reports To : Senior Manager of Compliance and Operations
Location : Hybrid (2 days per week in Philadelphia office)
Role Summary :
The Compliance Audit Manager is responsible for conducting in-depth audits across multiple operational areas, ensuring accuracy, compliance, and financial integrity. This role requires meticulous attention to detail, strong analytical skills, and the ability to collaborate cross-functionally to drive process improvements. The ideal candidate will have experience in compliance, risk management, or auditing within the gaming or financial services industry.
Essential Duties & Responsibilities :
- Conduct daily, weekly, and monthly audits across key operational areas, ensuring compliance and identifying potential issues proactively. Including but not limited to :
- Anti-Money Laundering (AML) reports, covering various deposit and withdrawal thresholds, frequent transaction patterns, and other indicators of risk, escalating findings as needed.
- Geolocation compliance reports, including proxy betting, autoblocks, and perimeter breaches, escalating anomalies and flagged trends.
- Marketing promotions and discretionary bonuses to verify adherence to pre-approved terms, eligibility criteria, and execution accuracy.
- Responsible gaming (RG) patterns and player activity, identifying concerning behaviors, analyzing engagement with responsible gaming tools, and ensuring appropriate interventions and escalations are conducted.
- Large jackpots, W2Gs, and taxable events, ensuring accurate reporting and regulatory adherence.
- Change management audits, ensuring that release notes and system changes are properly documented, reviewed, and compliant with governance policies.
- Identify, document, and escalate variances or exceptions discovered during audits, recommending process improvements to enhance compliance and efficiency.
- Prepare comprehensive audit reports and communicate findings to senior management and relevant stakeholders.
- Maintain flexibility in audit processes, adapting to emerging business needs and regulatory changes by developing and refining audit topics and methodologies as required.
- Review payment reporting requirements to ensure compliance with regulatory and internal standards, escalating discrepancies where necessary.
Education, Qualifications & Experience :
Preferred Experience :
Compensation & Benefits :
