What are the responsibilities and job description for the Regulatory Business Analyst position at Riva Recruiting?
Looking for a regulatory business analyst to play a critical role in managing regulatory reporting obligations and risk assessments for a leading Investment rim. This role requires a deep understanding of U.S. regulations, including CFTC, SEC, and FINRA, as well as the ability to oversee and enhance regulatory controls and reporting processes.
The ideal candidate will have 8 years of experience in regulatory compliance, business analysis, and financial operations, with strong technical skills in data analysis, reporting, and process improvement. Responsibilities include monitoring regulatory changes, assessing compliance risks, partnering with technology teams on automation solutions, and driving efficiency in regulatory reporting workflows.
This role is best suited for someone who thrives in fast-paced, high-volume environments, can take ownership of complex regulatory initiatives, and has a strong problem-solving mindset. If you have experience in trade and position data, broker-dealer oversight, and regulatory technology, please send your resumes to Resumes@riva-recruiting.com
Salary : $150,000 - $225,000