What are the responsibilities and job description for the Compliance Administrator position at Robert Half?
We are offering an exciting opportunity for a Compliance Administrator in the financial services industry. The selected individual will play a crucial role in the company's compliance operations, assisting the Compliance Officer in various tasks to ensure adherence to regulations and to minimize risk related to the company's business.Responsibilities:• Develop and manage a comprehensive compliance calendar • Contribute to the completion of diverse regulatory filings• Assist in conducting self-assessments as per the Compliance Officer's design• Participate in the preparation of the annual insurance application• Conduct detailed compliance monitoring reviews• Compile and deliver compliance monitoring reports• Aid in revising company policies and procedures• Research and provide answers to compliance-related inquiries from team members• Assist in responding to compliance audit and examination requests• Conduct thorough reviews of customer accounts and activities• Ensure clear and detail oriented communication, both internally and externally• Handle additional duties as assigned within the scope of the compliance function.
Salary : $90,000 - $100,000
