What are the responsibilities and job description for the Assistant General Counsel, Regulatory position at Robinhood?
Robinhood is looking for an Assistant General Counsel to join our growing Regulatory legal team. We are looking for an attorney with experience in retail broker-dealer regulation who is excited to work at the intersection of regulation, technology, and finance. We are looking for a highly adaptable and collaborative person who can handle ambiguity and rapidly shifting priorities with flexibility and perseverance. This is an exciting opportunity to join a growing company and support our mission to democratize finance for all.The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.What you’ll do Navigate complex regulatory frameworks to help the business design innovative financial products and services.Identify and draft necessary changes to the firm's systems and procedures to meet the requirements of new rules / regulations.Engage with regulators, including the SEC and FINRA, and other external parties.Draft agreements, policies and procedures, disclosures, account documentation and website materials.Review marketing materials, advertisements, and other communications with the public.Resolve customer account issues related to estates, bankruptcies, powers of attorney, and related matters.Monitor SEC / FINRA and SRO rule developments and make resulting recommendations.Research securities and brokerage questions and provide legal analysis and recommendations.Partner cross-functionally with teams including litigation, compliance, product and government affairs.What you bring J.D. degree (or foreign equivalent) and membership in at least 1 U.S. state bar.10 years of legal practice experience specializing in advising retail broker-dealers.Knowledge or expertise in the rules and regulations relevant to broker-dealers, including sales practice rules, Reg BI, Form CRS, licensing and registration, communications with the public, and books and records.Experience supporting different types of brokerage accounts, including IRAs, trusts, and custodial accounts.Track record of developing practical solutions to novel problems.Exceptional project management and communication skills.In-house legal experience.Experience at a federal or state financial regulatory agency.Experience with finance, technology or start-up organizations.Ability to provide practical, strategic and business-oriented legal advice.Ability to effectively manage multiple time-sensitive tasks and react to ever-shifting priorities.Experience drafting comment letters, working with industry trade groups, and engaging in rulemaking and legislative advocacy efforts.Experience working with privacy, advisory, and cryptocurrency is a plus.What we offer Market competitive and pay equity-focused compensation structure.100% paid health insurance for employees with 90% coverage for dependents.Annual lifestyle wallet for personal wellness, learning and development, and more!Lifetime maximum benefit for family forming and fertility benefits.Dedicated mental health support for employees and eligible dependents.Generous time away including company holidays, paid time off, sick time, parental leave, and more!Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits.#J-18808-Ljbffr
